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Compliance

The 2 Most Important Words in a Compliance Dictionary

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This article was republished with permission from Michael Volkov’s blog, Corruption, Crime & Compliance. Humans have an innate desire to complicate things. When it comes to ideas, professionals are no different; compliance consultants, lawyers, financial advisers and others enjoy solving complicated problems. Such an approach, however, does a disservice to clients and…

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Who’s Still Worried About Personal Liability?

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Compliance Officers, Not as Much. Board Members, More than Ever. So here’s something to chew on today: apparently compliance officers are less worried about personal liability these days (according to a study released Monday), but Board members surveyed say they are more worried about personal liability than they were last year. The survey, DLA Piper’s…

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