Compliance Jobs

US Compliance Officer in Dallas for Global Financial Services Firm

By November 30, 2017 No Comments
we're hiring a compliance officer

Conselium Executive Search is representing a global financial services firm in a search for a US Compliance Officer.

Why Join Us:

  • Global business with over 3,000 employees and over $100 billion in managed assets
  • Significant business growth brings broad opportunities for advancement
  • Direct reporting line to Chief Compliance Officer
  • Direct involvement in strategy around development of compliance program
  • State of the art corporate offices located conveniently in the Dallas metro area
  • Comprehensive benefits package including generous car allowance, 401k and company retirement plan, childcare and flexible working options


Expectations first 12 months:

  • Work alongside Chief Compliance Officer in development of compliance and ethics policies and procedures and compliance training program
  • Develop strong working relationships and partnerships with key executive management team members as well as direct reports within the compliance team
  • Participate in various business focused projects and change management programs, working directly with executive management across various other business functions



  • Develop and maintain compliance and ethics policies and procedures for the compliance program
  • Provide direction and development support to other members of the compliance team as well as the broader business
  • Ensure compliance with all relevant local and federal rules and regulations
  • Manage and develop a team of compliance professionals
  • Creating strategy around change management and projects to best reflect current business risks
  • Further developing appropriate compliance training program for existing and new staff members
  • Developing and implementing compliance risk assessment program in conjunction with Chief Compliance Officer
  • Partnering with various other groups (IT, Legal, Risk, Operations, etc.) to maintain a clear compliance message and ensure appropriate support and guidance to those functions



  • Significant relevant experience within a financial services compliance program is essential
  • People management experience is essential
  • Exposure to direct liaison with regulators – CFPB, SEC, Fed, etc.
  • You must be comfortable working in a dynamic environment, making business-focused decisions when under pressure and liaising directly with executive business heads regularly


Relocation Policy:

  • Relocation package considered for candidates with appropriate background and skills


Application Process for US Compliance Officer: Qualified professionals are to submit CV as a Word document along with current compensation to:

Published by Conselium Executive Search, the global leader in compliance search.  

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