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Heather Smith

Compliance Jobs
September 1, 2022

Compliance Manager, Policies & Training, Finance Company, Remote

  The ideal candidate is an experienced compliance professional who has a proven track record of (1) managing and facilitating a company’s state licensing obligations including renewals, exams, and communications with the state regulators and is experienced using NMLS; and (2) managing, investigating, and responding to regulatory complaints for a…
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Compliance Jobs
August 22, 2022

Compliance Manager, Licensing & Regulatory Complaints, Finance Company, Remote

The ideal candidate is an experienced compliance professional who has a proven track record of (1) managing and facilitating a company’s state licensing obligations including renewals, exams, and communications with the state regulators and is experienced using NMLS; and (2) managing, investigating, and responding to regulatory complaints for a financial…
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