Heather Smith

  The ideal candidate is an experienced compliance professional who has a proven track record of (1) managing and facilitating a company’s state licensing obligations including renewals, exams, and communications with the state regulators and is experienced using NMLS; and (2) managing, investigating, and responding to regulatory complaints for a…

The ideal candidate is an experienced compliance professional who has a proven track record of (1) managing and facilitating a company’s state licensing obligations including renewals, exams, and communications with the state regulators and is experienced using NMLS; and (2) managing, investigating, and responding to regulatory complaints for a financial…