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Steve Harrison

Compliance Jobs
November 12, 2025

Senior Compliance Officer (RIA) – Investment Management – Dallas TX

Senior Compliance Officer - RIA Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office) Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical role in the growth and development of the compliance program…
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Compliance Jobs
November 8, 2025

Director of Broker-Dealer Compliance, Investment Management, Dallas TX

Director of Broker-Dealer Compliance Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office)   Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical leadership role, reporting directly to the Chief Compliance Officer Vibrant,…
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Compliance Jobs
November 3, 2025

Head of Compliance (US) – Global Asset Management – San Francisco CA or Boston MA

We are representing a large global Asset Management company in their search for a Head of Compliance – US, to be based in either San Francisco CA or Boston MA. Why Join Us: Opportunity to join a large global investment business, with consistent growth and stability and recipient of multiple…
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News & Events
October 31, 2025

Monthly Roundup – October 2025 – Q&A with Allison Carlson – The Secret Sauce Of Compliance

Click here for a downloadable PDF version Click here for a downloadable PDF version  
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compliance job
Compliance
October 23, 2025

What Are the Key Skills Employers Look for in Compliance Jobs?

In today’s highly regulated business environment, compliance has become an essential function across industries. Whether in finance, healthcare, technology, or manufacturing, companies face increasing scrutiny from regulators, investors, and the public. As a result, demand for skilled professionals in Compliance Jobs is on the rise. But what exactly are employers…
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Uncategorized
October 21, 2025

What Are the Key Responsibilities of a Compliance Director Today?

In today’s fast-evolving regulatory environment, businesses face increasing scrutiny from regulatory bodies, stakeholders, and consumers alike. With global operations, digital transformation, and complex industry-specific laws, the need for an effective compliance strategy has never been more urgent. At the heart of this strategy lies the Compliance Director—a senior-level professional responsible…
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Compliance VP
Compliance
October 20, 2025

Is Becoming a Compliance VP the Right Career Move for You?

In today's highly regulated corporate environment, the demand for skilled compliance professionals continues to grow. If you’ve already built a foundation in compliance or risk management, you may be eyeing the next big leap—becoming a Compliance VP. But is this senior-level role the right fit for your career goals, skill…
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compliance hiring
Uncategorized
October 16, 2025

How Can You Streamline Your Compliance Hiring Process Effectively?

Hiring for compliance roles has become more critical—and more complex—than ever. With evolving regulations, increasing scrutiny from governing bodies, and a heightened focus on corporate integrity, businesses need to build robust compliance teams quickly and efficiently. However, the challenge lies in identifying the right talent and doing so within tight…
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Compliance Recruitment Firm
Uncategorized
October 13, 2025

How Can a Compliance Recruitment Firm Help You Find Top Talent?

In today’s complex and ever-evolving regulatory environment, hiring skilled compliance professionals is not just a competitive advantage—it’s a necessity. Businesses across industries, especially in highly regulated sectors like finance, healthcare, and pharmaceuticals, face increasing pressure to remain compliant with local and international laws. This growing demand has made finding the…
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News & Events
October 1, 2025

Monthly Roundup – September 2025 – Q&A with Jay Cohen – The Secret Sauce Of Compliance

Click here for a downloadable PDF version     Click here for a downloadable PDF version
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