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Steve Harrison

News & Events
August 31, 2023

Monthly Roundup – August 2023 – Q&A with Teri Cotton Santos – The Secret Sauce Of Compliance

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Compliance Jobs
August 29, 2023

SVP Internal Audit, Financial Services – Banking, Los Angeles, California

SVP Internal Audit Financial Services - Banking Location: Los Angeles, California We are representing a national banking business in their search for an SVP Internal Audit in Los Angeles, CA. Why Join Us: • Position with opportunity to strategically improve program and work in a hands-on capacity • Financially stable…
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Compliance Jobs
August 29, 2023

Commercial Counsel – In house, Energy and Climate Private Equity Business, Sydney NSW or Melbourne VIC

Commercial Counsel – In house Energy and Climate Private Equity Business Sydney NSW or Melbourne VIC We are representing an established international organization in their search for a Commercial Counsel in either Sydney or Melbourne. Why Join Us: • Newly created role representing ongoing growth and stability • Mission-driven organization…
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Compliance Jobs
August 23, 2023

Director of Risk Management, Fortune 1000 National Automotive Business, San Antonio, TX

Director of Risk Management Fortune 1000 National Automotive Business Location: San Antonio, TX We are representing a Fortune 1000 firm in their search for a Director of Risk Management in the San Antonio, TX area. Why Join Us: • Established, growing and dynamic business with revenues of $7 billion and…
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Compliance Jobs
August 9, 2023

Chief Compliance Officer, Registered Investment Advisor, United States (Remote / Hybrid Opportunity Available)

Chief Compliance Officer Registered Investment Advisor United States (Remote / Hybrid Opportunity Available) We are representing an established investment advisor in their search for a Chief Compliance Officer. Why Join Us: • Privately held SEC registered firm with opportunity for significant growth in the next 1-2 years • Established and…
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Compliance Jobs
August 9, 2023

Head of Control Room, Investment Bank, New York City, NY

We are representing an established middle market financial services organization in their search for a Head of Control Room in New York City. Why Join Us: • Privately held financial / professional services group of companies with exceptional track record in profitability, stability and growth • Opportunity to participate in…
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News & Events
August 1, 2023

Monthly Roundup – July 2023 – Q&A with Brian Burton – The Secret Sauce Of Compliance

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Compliance Jobs
July 26, 2023

Chief Compliance Officer, Asset Management, Austin, TX

We are representing a fast-growing Asset Management firm in their search for a Chief Compliance Officer in Austin, TX. Why Join Us: • SEC Registered firm established in 2019 that doubled its AUM in 2022 and continues to grow • Well-established culture of compliance via an outsourced CCO - due…
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Compliance Jobs
July 12, 2023

Senior Director Compliance, Healthcare, Florida

We are representing a large established healthcare system in their search for a Senior Director Compliance in Gainesville Florida, with a full relocation package available. Why Join Us: • Reporting directly to Chief Compliance Officer, opportunity to continue development of organization-wide compliance and ethics program • Organization of over 26,000…
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Compliance Jobs
July 11, 2023

Head of Risk & Compliance (Global), Energy and Climate Private Equity Business, United States (with regular Travel)

We are representing an established international organization in their search for a Head of Risk & Compliance. Why Join Us: • Firmly mission-driven organization with committed funding and resources to develop a best-in-class program • Opportunity to create and build robust domestic and international compliance and risk programs Responsibilities: •…
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