Compliance Jobs

Director of Compliance Retirement Fund New York City, NY (Hybrid – one day per week in-office)   Why Join Us: Opportunity to join a large stable business and lead the compliance operations function Play a critical leadership role, reporting directly to the Chief Legal Officer Conveniently located offices in Midtown…

Chief Compliance Officer Healthcare - Hospice Location Options: TN, GA, AL, MO, MS, AR Why Join Us: Opportunity to develop a comprehensive, end-to-end compliance program with full support of the CEO, Board and Private Equity owner Our client is a values-driven organization with a passion for positively impacting patients and…

Senior Compliance Officer - RIA Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office) Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical role in the growth and development of the compliance program…

Director of Broker-Dealer Compliance Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office)   Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical leadership role, reporting directly to the Chief Compliance Officer Vibrant,…

We are representing a large global Asset Management company in their search for a Head of Compliance – US, to be based in either San Francisco CA or Boston MA. Why Join Us: Opportunity to join a large global investment business, with consistent growth and stability and recipient of multiple…

Why Join Us: Position with opportunity to lead and improve internal audit function for an established and successful consumer / community banking organization Financially stable business with year-on-year growth for the previous eight years Culture built on valuing empowerment and achieving goals through a superior customer experience Responsibilities: Reporting to…

Senior Compliance Associate Investment Management Location: Seattle, WA (Hybrid – four days a week in office, relocation package available) We are representing a well-established $9billion investment firm in their search for a Senior Compliance Associate in Seattle, WA Why Join Us: Opportunity to work alongside firm’s Chief Compliance Officer /…

Director of Risk Management Fortune 1000 National Automotive Business Location: Greater San Antonio, TX (in-office) Why Join Us: Established, growing and dynamic business with revenues of over $7 billion and over 8,000 employees across 200 locations throughout the US and Canada Industry leading business with largest network in North America…

Director of Environmental Health & Safety Fortune 1000 National Automotive Business Location: Greater San Antonio, TX (in-office with domestic travel)   Why Join Us: Established, growing and dynamic business with revenues of over $7 billion and over 8,000 employees across 200 locations throughout the US and Canada Industry leading business…

Chief Risk Officer Financial Services - Banking Location: Los Angeles, California Why Join Us: • Position with opportunity to lead and improve Risk, Compliance, Information Security, BSA and CRA programs, leading an established team of experienced professionals • Financially stable business with year-on-year growth for the previous eight years •…