Compliance Jobs

About company: North American asset manager with an AUM of $19 Billion USD and a focus on private equity, real estate and infrastructure. Why Join Us: Rare opportunity to build a North America-wide program at a scaled alternatives platform, with true authority and visibility, and a forward pathway to SEC…

Director of Ethics & Compliance Analytics Fortune 1000 National Automotive Business Location: Greater San Antonio, TX (in-office) Why Join Us: • Established, growing and dynamic business with revenues of over $7 billion and over 8,000 employees across 200 locations throughout the US and Canada • Industry leading business with largest…

Senior Compliance Analyst Investment Management Dallas, TX We are representing a $35 Billion AUM investment business that is hiring a Senior Compliance Analyst, based in Dallas TX. Why Join Us: $35 Billion AUM investment firm established for 30 years with ongoing rapid growth and career opportunities Firm supports employee work-life…

Senior Compliance Manager Pharmaceuticals Greater Los Angeles area (Full time in-office, relocation package available if needed)   Why Join Us: Join a clinical-stage pharmaceutical leader with an existing strong pipeline of products in development Rapidly expanding clinical and commercial footprint, offering you a seat at the table to build and…

Director of Compliance Retirement Fund New York City, NY (Hybrid – one day per week in-office)   Why Join Us: Opportunity to join a large stable business and lead the compliance operations function Play a critical leadership role, reporting directly to the Chief Legal Officer Conveniently located offices in Midtown…

Chief Compliance Officer Healthcare - Hospice Location Options: TN, GA, AL, MO, MS, AR Why Join Us: Opportunity to develop a comprehensive, end-to-end compliance program with full support of the CEO, Board and Private Equity owner Our client is a values-driven organization with a passion for positively impacting patients and…

Senior Compliance Officer - RIA Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office) Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical role in the growth and development of the compliance program…

Director of Broker-Dealer Compliance Investment Management Dallas, TX (Relocation package available; hybrid – four days a week in-office)   Why Join Us: Opportunity to join an established and rapidly growing investment management business with a national footprint Play a critical leadership role, reporting directly to the Chief Compliance Officer Vibrant,…

We are representing a large global Asset Management company in their search for a Head of Compliance – US, to be based in either San Francisco CA or Boston MA. Why Join Us: Opportunity to join a large global investment business, with consistent growth and stability and recipient of multiple…

Why Join Us: Position with opportunity to lead and improve internal audit function for an established and successful consumer / community banking organization Financially stable business with year-on-year growth for the previous eight years Culture built on valuing empowerment and achieving goals through a superior customer experience Responsibilities: Reporting to…