Compliance Jobs

Why Join Us: We are an innovative and fast-paced Registered Investment Adviser (RIA) firm offering multi-disciplined institutional asset management, financial planning, sales and marketing, training, technology, and first-class support to a national base of Financial Advisors. As we continue to serve the growing needs of our Financial Advisors including regulatory…

Why Join Us: • Client is a pioneer in the development and commercialization of Intravascular Lithotripsy (IVL) to treat complex calcified cardiovascular disease. • Aiming to establish a new standard of care for medical device treatment of atherosclerotic cardiovascular disease through its differentiated and proprietary local delivery of sonic pressure…

We are representing a rapidly growing international Fortune 1000 firm in their search for a Regional Director Compliance in San Antonio, TX. Why Join Us: Growing, dynamic and healthy business with revenues of $5.5 billion and over 7,000 employees Industry leading business with largest network in North America and ambitious…

We are representing a large global medical device company in their search for a Senior Privacy Counsel, EMEA. Why Join Us: • Opportunity to work alongside global Privacy and Compliance leadership in developing and strengthening privacy program for EMEA region • Large multi award-winning business with over $14 billion in…

We are representing a rapidly growing and innovative FinTech firm in their search for a Chief Compliance Officer. Why Join Us: • Business has multiplied revenue by five times and doubled customer base in previous two years • Opportunity to work strategically in building a best in class compliance program…

General Counsel/Compliance Officer Thailand Top U.S. International Pharmaceutical Bangkok, Thailand We are representing a Top U.S. International Pharmaceutical Company that is expanding their presence throughout Asia Pac. The position of General Counsel/Compliance Officer Thailand offers you a great opportunity to learn and grow your career in the most prestigious industry…

We are representing a market-leading Consumer Financial Services business in their search for Compliance Manager. Why Join Us: • Well-established business with over 2.5million customers and over 800 employees • Opportunity to partner directly with compliance leadership team as well as other business leaders in executing a robust and forward-thinking…

We are representing a national healthcare provider in their search for an SVP Chief Compliance Officer. Why Join Us: • Business backed by top five Private Equity firm with significant growth and expansion plans • Opportunity to own, shape and lead the development of a national compliance program Expectations first…

We are representing an established financial services organization in their search for an experienced compliance and audit professional. Why Join Us: • Innovative and high-growth Fintech serving the underserved marketplace – you will be part of a mission-driven organization bringing much-needed income and economic development • Unique opportunity to oversee…

We are exclusively representing a regional bank providing community-oriented personal and business banking services in its search for an AVP of Compliance. Why Join Us: • Be a part of the compliance team at a global leader in creating sustainable food, feed & fuel solutions from organic by-products that has…