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Compliance Advisor Lead, Financial Services Company, San Antonio TX or Remote

By September 11, 2018 No Comments

Compliance Advisor Lead

Financial Services Company

San Antonio, Texas (comprehensive relocation package available or remote working option)

We are representing a large Fortune 500 financial services company. This position can be based in San Antonio, Texas or a remote facility.

Why Join Us:

  • Fortune 500 company
  • Great benefits including 401k with excellent company match
  • Relaxed and collaborative work environment
  • Many amenities on-site for employee usage including fitness center, Starbucks, covered parking, and more.

Responsibilities:

  • Serve as the subject matter expert to ensure documents, processes and product initiatives comply with regulatory and legal requirements and enterprise policy.
  • Review current and new laws and regulations, completing risk assessments as needed
  • Lead team members and build morale by providing an open, communicative, collaborative, team-oriented environment
  • Communicate and collaborate with compliance stakeholders or regulatory agencies
  • Create and deliver compliance strategies to senior leadership and work together to come up with appropriate solution.
  • Identify outstanding compliance issues, developing action plans and implementing change as necessary
  • Establish goals for the organization and monitor them to ensure achievement
  • Develop compliance solutions impacting the company; direct analysis and root cause identification
  • Provide direction to others on complex issues – you will serve as the technical expert.
  • Ensure the execution of conduct examinations when responding to regulatory requirements and requests

Requirements:

  • Education: Bachelor’s degree required
  • Supervisory/Leadership and/or Project Management experience required
  • 5+ years of compliance experience related to internal money movement (deposits, transfers, payments, wire & disbursements)
  • Experience with data analysis tools/techniques

Relocation Policy/Remote:

  • Comprehensive relocation package available
  • Remote working is also an option

Application Process:

Published by Conselium Executive Search, the global leader in compliance search.  
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