Director, Internal Audit and Compliance
Non-Profit
Location: Dallas, TX – Hybrid
We are representing a national non-profit organization in their search for a Director, Internal Audit and Compliance.
Why Join Us:
• You will be joining a newly established compliance and internal audit team, tasked with continuing the development and implementation of a robust program
• Opportunity to be part of a collaborative and dedicated team, who aim to provide support as the individual establishes new processes and procedures
Responsibilities:
• Reporting to the Managing Director Compliance, assist in the establishment, development, and evaluation of the company’s internal controls over financial reporting, compliance and business operations
• Conduct an annual risk assessment to inform development of the annual internal audit plan
• Build an annual internal audit plan based upon the annual risk assessment
• Document and adjust the department’s internal audit methodology, leveraging relevant frameworks, such as COSO
• Execute the annual audit plan, including walkthroughs, site visits, testing and other agreed upon procedures, resulting in the preparation and communication of an audit report with findings and recommend improvements
• Coordinate document requests and other activities as required throughout the process
• Report on control deficiencies to the Audit Committee of the Board and make recommendations to mitigate risk and add value
• Follow up on remediation of previous audit report findings
• Challenge current processes across the company and identify opportunities for refinement
• Play an active role in the maintenance and review of policies and procedures, including ensuring they are up to date with regulations and best practices
• Communicate with a variety of stakeholders internal and external to the company
• Prepare concise and accurate reports concerning audit deficiencies and recommend corrective actions to mitigate risks
• Ensure policies and procedures are effective in identifying, preventing, and reporting fraud and noncompliance with internal controls
• Support completion of the annual external audit; including coordination of document requests and other activities as required throughout the process
• Review asset inventory compliance at limited site locations
• Review reports of noncompliance of internal controls and policies and procedures that are reported to the Compliance team from a variety of reporting channels
Requirements:
• Essential Education: Bachelor’s degree
• You will bring internal audit and compliance experience, ideally from a non-profit background to include experience preparing IRS Form 990
Application Process for Director, Internal Audit and Compliance:
Qualified professionals are to submit resume to Steve Harrison: steve@conselium.com
