Monthly Archives

June 2017

Steve Harrison 0
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we're hiring a compliance officer
Compliance Jobs
June 9, 2017

Chief Compliance Officer for Regional Healthcare Provider in South Texas

  We are representing a regional healthcare provider with over 5,000 employees and operations in over 30 locations Why Join this Firm: Consistent business growth through expansion of services lines and acquisitions Private business backed by ambitious institutional investment team Continuing investment in raising service levels and improving business infrastructure Strong…
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Maurice Gilbert 0
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Compliance
June 9, 2017

Developing Engaging Compliance Training

How to Make Instruction More Interesting Compliance training is met with moans and groans by employees. It is always seen as a necessary evil.  But does it have to be viewed that way?  Compliance training expert Ayesha Omer knows better: there are plenty of ways to make it more purposeful…
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Maurice Gilbert 0
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Compliance
June 8, 2017

Investing in a Top-to-Bottom Ethical Culture Using Data

Keeping pace with technology is never an easy feat, but it seems Chief Compliance and Ethics Officers have found themselves awash in a sea of data — especially data useful to sustaining the long-term ethical culture of the organization. According to the 2017 Ethics and Compliance Survey, which surveyed more…
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Maurice Gilbert 0
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5 Tough Questions About Organization's Compliance State
Compliance
June 7, 2017

Five Tough Questions CEOs Should Ask About Their Organization’s State Of Compliance

If you’re in a leadership role at your organization (and in a way, aren’t we all?) I want to direct your eyeballs and a few minutes of your time to a whitepaper I’ve been sharing with my clients lately. Published by PwC, it’s The State of Compliance 2016. I consider it “required…
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Maurice Gilbert 0
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Why You Need Compliance Expertise in the Boardroom
ComplianceLeadership and career
June 7, 2017

Why You Need Compliance Expertise in the Boardroom

We in the GRC community know the value of an empowered compliance function: a CCO with authority, sufficient resources and the ear of the top brass. And to further ensure compliance success, experts are now calling for compliance expertise in the boardroom. Companies who have a director on the board…
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Maurice Gilbert 0
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Former Chief Compliance Officer Settles Personal Liability Suit with US Government – Decision Raises More
ComplianceLeadership and career
June 7, 2017

Settlement of Personal Liability Suit Against Chief Compliance Officer Raises Questions

  Personal liability has been a hot topic in the compliance profession for several years – and it got hotter recently when the former Chief Compliance Officer of MoneyGram settled a personal liability suit with FinCEN and the DOJ. Thomas Haider will pay $250,000 of the original $1 million fine…
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Maurice Gilbert 0
0
Compliance
June 5, 2017

Why Compliance Officers Need Independence

I recently read a great blog post by Tom Fox on why compliance officers need independence.  And former federal prosecutor Michael Volkov, who completely understands the CCO's hard job, has reiterated the value of independence here, although this is mostly old news to any CCO who has been in the…
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