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Senior Counsel & Corporate Compliance Officer – Entertainment and Gaming

By November 13, 2017 No Comments
we're hiring a compliance officer

 

Location: Louisville, KY (Relocation package considered)

We are representing a large Entertainment and Gaming company based in Louisville, KY.

Why Join Us:

  • Publicly listed business with over 50% stock price growth in the past 12 months
  • Over 4,000 employees throughout the US at multiple large sites
  • Impressive and dynamic executive and legal teams, encouraging legal and compliance focus from top down
  • Opportunities for advancement and promotion
  • Continuing investment in raising service levels and improving business infrastructure
  • Opportunity to align the compliance and legal programs with the business to encourage growth

Expectations first 12 months:

  • Develop strong working relationships and partnerships with key executive management team members
  • Work alongside General Counsel in continuing process and policy improvement in relation to AML program
  • Develop and improve upon existing compliance and ethics programs

Responsibilities:

  • Develop and maintain compliance and ethics policies and procedures for the company-wide compliance program
  • Serves as Anti-Money Laundering lead, including oversight of the program in all locations via team of regional compliance officers
  • Managing compliance hotline, ensuring responses are appropriate and timely
  • Working directly with various business units and executives in relation to compliance issues; Where necessary ensuring investigation and responses are made as appropriate
  • Respond to alleged violations of rules, regulations, policies, procedures, and standards of conduct, oversees a system for uniform handling of such violations
  • Monitor the performance of the compliance program and compliance activities of other departments and business units – understanding status of all compliance activities and to identify trends, risks, areas of improvement and corrective action plans
  • Provide reports on a regular basis to Senior Management and Executive Board
  • Manage relationships with external regulators, liaising and reporting as necessary
  • Develop compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers
  • Manages various other legal matters as instructed by General Counsel, in relation to legal experience that you bring

Requirements:

  • JD and license for Kentucky, or willingness and eligibility to obtain license
  • Minimum of eight years of relevant compliance experience
  • Experience built at a large publicly listed business, ideally but not essentially within Gaming or Financial Services
  • You must be comfortable working in a dynamic and fast-paced environment, making business-focused decisions when under pressure and liaising directly with executive business heads daily
  • Strong understanding of AML compliance built in a large firm with a positive regulatory track record

Relocation Policy:

  • Relocation package considered for candidates with appropriate background and skills

Application Process for Senior Counsel & Corporate Compliance Officer: Qualified professionals are to submit CV as WORD document along with current compensation to: steve@conselium.com

 

Published by Conselium Executive Search, the global leader in compliance search.  
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