Compliance Jobs

Regional Director Compliance & Ethics, San Antonio, TX

Regional Director Compliance & Ethics

Fortune 1000 Automotive Retail

Location: San Antonio, TX (Relocation package available)

We are representing a rapidly growing international Fortune 1000 firm in their search for a Regional Director Compliance in San Antonio, TX.  

Why Join Us:

  • Growing, dynamic and healthy business with revenues of $5.5 billion in 2018 and over 7,000 employees
  • Industry leading business with largest network in North America and ambitious ongoing expansion plans
  • Reporting directly into the Chief Compliance Officer
  • Company culture of support and investment in a robust compliance program
  • Company funded continued education to include MBA, CFE and CCEP
  • Strategic involvement in regional program development

Expectations first 12 months:

  • Learning the industry and business, understanding risks and building knowledge to be used in execution of compliance program
  • Working with Chief Compliance Officer in ongoing risk assessment and subsequent program development and implementation
  • Building effective and trusting business relationships with internal stakeholders

Responsibilities:

  • Managing compliance program for region consisting of 22 locations
  • Ongoing development and delivery of training program, establishing a culture of compliance and coaching on program features such as ethics, fraud, gifts and entertainment etc.
  • Managing regional audit and control process
  • Managing risk mitigation including financial and service-based fraud, conflicts of interest and environmental factors
  • Travelling on a regular basis to conduct training, liaise with business leadership and ensure correct application of compliance program
  • Establishing strong working relationships with stakeholders at all levels of the corporate hierarchy
  • Running investigations into employee conduct, recording findings and involvement in any necessary disciplinary procedure
  • Oversee a comprehensive strategy and operational approach to establish a culture of accountability and compliance across the region
  • Working with Chief Compliance Officer on regulatory developments and subsequent impact to compliance procedures

Requirements:

  • Education: Bachelor’s degree essential, JD preferred
  • Must have compliance experience developed by working for a large multi-unit business
  • Soft skills: Strong sense of ethics and integrity, confidence, relationship builder, strong written and verbal communications skills
  • Open to business travel throughout Texas, New Mexico and Colorado

Application Process for Regional Director Compliance & Ethics – Qualified professionals are to submit resume to Steve Harrison at: steve@conselium.com

Published by Conselium Executive Search, the global leader in compliance search.  
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